T&C Supervisor

https://www.twenty84.com/job-search/397/job2025-02-05 17:04:572025-03-04Twenty84
Job TypePermanent / Full TimePermanent Full Time
AreaLondon, EnglandLondonEngland
SectorRegulatory Compliance
Salary55-60k
Start Date
AdvertiserTwenty 84
Job RefWRgf36
Job Views30
Description

T&C Supervisor


 


Are you an experienced T&C professional with a passion for developing and mentoring top-tier financial advisers? We're seeking a dynamic and strategic Training and Competence Supervisor to take on a pivotal role within a fast-growing London based IFA business.


 


Why This Role?Are you an experienced T&C professional with a passion for supporting advisers' development and regulatory compliance? Join a dynamic Wealth Management team as a T&C Supervisor and play a critical role in fostering an effective Training & Competence (T&C) framework.


 


What’s in It for You?



  • Competitive Salary:£55,000 - £60,000 per annum, reflecting your expertise and experience.



  • Benefits Package:pension, income protection, life cover, PMI, study support, and bonus



  • Hybrid Working:Enjoy a flexible working arrangement with 2/3 days per week in the London office and the remainder working remotely.



  • Career Advancement:Take advantage of significant opportunities for career growth and professional development within a rapidly expanding business.



  • Supportive Environment:Work closely with a team of experienced professionals in a collaborative and progressive setting.



  • Professional Development:Access continuous learning opportunities and enhance your skills in a role that values your professional growth.


 


Key Responsibilities



  • Supervise a designated group of advisers, conducting competence assessments and risk evaluations.



  • Hold regular one-on-one meetings and observed visits, ensuring standards align with T&C requirements.



  • Maintain accurate records of adviser competence, CPD, and risk profile, while updating authorisation as necessary.



  • Lead or contribute to T&C projects, including file checks, training, and process improvement.



  • Collaborate with various departments to ensure regulatory compliance and adherence to company expectations.



  • Support the continuous improvement of T&C policies, procedures, and standards across the firm.


 


What We’re Looking For:



  • Experience: Proven T&C or compliance experience within financial services, ideally in wealth management.



  • Qualifications: Relevant qualifications in compliance, T&C, or equivalent financial regulatory training.



  • Skills: Strong interpersonal and communication skills; ability to assess and develop competence in a regulatory environment.


 


Why Join?



  • Become a key player in enhancing adviser competence and T&C practices within a leading wealth management firm.



  • Influence the future of T&C through innovation and best practices.



  • Thrive in a collaborative, supportive culture dedicated to excellence and client-first service.


 


How to Apply: If you’re ready to take the next step in your career and make a substantial impact on our client’s T&C function, we’d love to hear from you. Please apply here today and help shape the future of financial advice!


 


At Twenty84, we believe in the power of diversity as a key component of innovation, growth, and success. We promote a culture where every individual—regardless of race, ethnicity, gender, age, religion, sexual orientation, ability, or background—feels valued, respected, and empowered. We are committed to helping our clients create inclusive environments that promote equal opportunities, and we actively seek to attract a diverse workforce.

Apply Later
Sign in
Register
Apply
Later
Twenty 84
Browse Twenty's jobs
Get in touch with Twenty
Similar Jobs
  • Head of Compliance SMF16 & SMF17
    England, London
    Regulatory Compliance
    £140-180K

    Head of Compliance (SMF16 & SMF17) –Financial Markets – City of London

     

    Are you a compliance leader looking for your next challenge at the heart of capital markets and regulations? This is a high-impact Head of Compliance role where you’ll own regulatory compliance, fi...

  • Securitisation - Associate (3 years PQE+)
    England, London
    Regulatory Compliance
    128k per annum

    Securitisation – Associate (3 years PQE+)

    Location:London, United Kingdom

    Contract:Permanent

    Salary:Competitive, with an attractive benefits package

     

    Why This Role?

    Are you a legal professional passionate about innovative finance structures? Joi...

  • Capital Markets Derivatives Associate (2-5 PQE)
    England, London
    Regulatory Compliance
    115k-136k per annum

    Capital Markets & Derivatives Associate (2-5 PQE)

    Location: London |Flexible/Hybrid Working Available

     

    Are you a talented lawyer with experience in derivatives, structured finance, or debt capital markets? Looking for your next challenge in a market-leading team kno...

Email Me Jobs Like This
Subscribed to similar jobs notifications

Address

Social network

We use cookies to provide you with the best possible browsing experience on our website. You can find out more below.
Cookies are small text files that can be used by websites to make a user's experience more efficient. The law states that we can store cookies on your device if they are strictly necessary for the operation of this site. For all other types of cookies we need your permission. This site uses different types of cookies. Some cookies are placed by third party services that appear on our pages.
+Necessary
Necessary cookies help make a website usable by enabling basic functions like page navigation and access to secure areas of the website. The website cannot function properly without these cookies.
ResolutionUsed to ensure the correct version of the site is displayed to your device.
essential
SessionUsed to track your user session on our website.
essential
+Statistics
Statistic cookies help website owners to understand how visitors interact with websites by collecting and reporting information anonymously.
Google AnalyticsGoogle Analytics is an analytics tool to measure website, app, digital and offline data to gain user insights.
Yes
No
LinkedIn
Yes
No

More Details