Compliance Advisory Analyst

Are you a compliance professional eager to develop your career in the financial services sector? This is an excellent opportunity to join a leading market maker as part of their Compliance Advisory team. In this newly created role, you will provide vital support to the business, advising on regulatory compliance across financial markets trading, corporate, custody, and wealth services. You'll play a key role in shaping compliance frameworks while building expertise in capital markets within a supportive and collaborative environment.

What’s in It for You?

• Career Growth: Expand your knowledge of compliance in financial markets, with exposure to a wide range of regulatory requirements and frameworks.

• Diverse Role: Take on a mix of responsibilities including regulatory advice, compliance monitoring, and delivering training.

• Work-Life Balance: Enjoy flexible hybrid working options, with 2 days working from home per week.

• Competitive Benefits: Includes comprehensive compensation 50K-55K, bonus, health benefits, pension, and more.

Key Responsibilities

• Provide regulatory advice in line with FCA and other regulatory requirements.

• Assist with the creation and delivery of compliance training, policies, and internal procedures.

• Conduct investigations to ensure business activities align with internal policies and regulatory standards.

• Analyse new regulations and support the delivery of ad-hoc regulatory projects.

• Assess the impact of new business initiatives on regulatory obligations and associated risks.

• Oversee day-to-day compliance tasks, including handling core operational queries and managing control room responsibilities.

• Build knowledge and expertise in Capital Markets compliance.

• Represent the organisation when liaising with internal and external stakeholders, including regulators and professional associations.

Ideal Candidate

• Experience: At least 2 years’ relevant experience in a financial markets or wealth management compliance-related role.

• Technical Expertise: A good understanding of FCA regulations, organisational and governance processes, and compliance frameworks.

• Skills: Strong problem-solving abilities, excellent organisational skills, and outstanding communication skills.

Ready to Make a Difference in Compliance?

If you’re ready to take the next step in your compliance career and contribute to a leading financial services organisation, apply today and join this exciting Compliance Advisory team!

At Twenty84, we believe in the power of diversity as a key component of innovation, growth, and success. We promote a culture where every individual—regardless of race, ethnicity, gender, age, religion, sexual orientation, ability, or background—feels valued, respected, and empowered. We are committed to helping our clients create inclusive environments that promote equal opportunities, and we actively seek to attract a diverse workforce.