Compliance Governance & Operations Manager

Compliance Assurance and Governance Manager
Location: London, United Kingdom
Contract: Permanent
Salary: Competitive, with a comprehensive benefits package

Why This Role?
Are you ready to play a key role in compliance governance for a global capital markets institution? As a Compliance Assurance and Governance Manager, you will support core compliance initiatives, manage compliance monitoring and testing, and oversee regulatory filings. This role provides an opportunity to collaborate with stakeholders across regions, driving a culture of compliance and ensuring that compliance risks are effectively managed. With competitive benefits and opportunities for career progression, this is a perfect opportunity for someone passionate about governance and operational excellence.

What’s in It for You?

• Impactful Role: Lead compliance efforts, supporting the organisation's commitment to regulatory excellence.


• Professional Development: Gain exposure to industry-best practices and regulatory frameworks while expanding your skill set in a supportive environment.


• Collaborative Culture: Build meaningful relationships with colleagues across global locations.


• Competitive Benefits: Enjoy a comprehensive compensation package, including healthcare, pension, and professional development resources.


• Hybrid Working: Enjoy a balanced approach with three days in the office and the flexibility to work remotely for the remainder of the week.


• Inclusive Workplace: Join an environment committed to diversity, equity, and accessibility, where all employees feel respected and valued.

Key Responsibilities:

• Compliance Monitoring & Testing: Contribute to risk assessment, develop annual plans, and conduct tests to ensure a robust compliance framework.


• Stakeholder Engagement: Build and maintain strong relationships with business teams locally and globally, facilitating compliance initiatives.


• Regulatory Compliance: Support regulatory filings, conduct regulatory research, and oversee the remediation of compliance gaps.


• Continuous Improvement: Identify areas for process enhancements to maintain compliance standards and reduce risks.


• Project Management: Participate in ad-hoc projects and global initiatives to adapt to evolving regulatory requirements.

Ideal Candidate:

• 3-5 years of relevant compliance experience within the financial industry, with exposure to compliance monitoring and testing.


• Strong understanding of internal control frameworks and testing business control effectiveness.


• Ability to prioritise tasks effectively, work independently, and navigate a dynamic environment.


• Excellent communication skills, both written and verbal, with a proven ability to build productive professional relationships.


• Audit or controls experience is a plus, along with a strong knowledge of regulatory rules and industry best practices.

Ready to Make an Impact? If you're eager to make a difference in compliance governance, apply here today.