Global Markets Supervision and Conduct Risk VP

https://www.twenty84.com/job-search/374/job2024-10-23 14:53:292024-11-19Twenty84
Job TypePermanent / Full Time
AreaLondon, EnglandLondonEngland
SectorRegulatory Compliance
SalaryCirca £90,000
Start Date
AdvertiserTwenty 84
Job RefQDyn72
Job Views29
Description

Why This Role?


Looking for a role where you can take a lead in managing supervision and conduct risk across Global Markets? You’ll be at the forefront of the 1st line of defence for Global Markets across Europe and Asia Pacific. This role offers the opportunity to change and manage a comprehensive supervisory and conduct risk framework while partnering with front office supervisors to oversee non-financial risks. With a competitive salary, excellent benefits, and room for career growth, this position is perfect for someone who wants to make a tangible impact.


What’s in It for You?



  • Career Advancement: Take a leadership role in managing supervisory practices across various asset classes, including Equities, Fixed Income, FX, Commodities, and Money Markets, setting the stage for future senior positions.

  • Competitive Compensation: Enjoy a robust salary package, including healthcare, pension, and performance bonuses, tailored to support your professional and personal well-being.

  • Hybrid Working: Experience the flexibility of hybrid working.

  • Professional Development: Engage with a wide range of stakeholders and gain exposure to diverse Global Markets products and regulatory frameworks, all while receiving ongoing development and training opportunities.


Key Responsibilities:



  • Supervision Coverage: Lead supervisory oversight for Equities and support other asset classes across Europe and Asia Pacific, managing non-financial risks in partnership with front office supervisors.

  • 1st Line of Defence: Take charge of the implementation and management of the supervisory and conduct risk framework for Global Markets.

  • Regulatory Expertise: Ensure compliance with key regulatory requirements (e.g., MiFID, MAR, Volcker), while managing Best Execution frameworks and processes.

  • Stakeholder Collaboration: Partner closely with trading, sales, and origination teams, business supervisors, and infrastructure support teams to address conduct and supervisory risks.

  • Continuous Improvement: Identify opportunities for process enhancements to ensure the supervisory framework remains robust and fit for purpose.


Ideal Candidate:



  • At least 5 years’ experience in capital markets, with expertise in Equities and ideally other asset classes like Fixed Income and FX.

  • Experience working with Global Markets / Sales & Trading business (essential) either in a 1st line of defence role; or 2nd line of defence role directly supporting a Sales & Trading business

  • Strong knowledge of key control processes and regulatory requirements relevant for a Sales & Trading business

  • Strong knowledge of key regulatory frameworks (e.g., MiFID, MAR, SMCR, Best Execution) and supervisory practices within financial markets.

  • Excellent analytical, communication, and stakeholder management skills, with a demonstrated ability to influence and collaborate effectively.


If you're ready to make a meaningful contribution to global markets supervision and take your career to the next level, apply here today.


At Twenty84, we believe in the power of diversity as a key component of innovation, growth, and success. We promote a culture where every individual—regardless of race, ethnicity, gender, age, religion, sexual orientation, ability, or background—feels valued, respected, and empowered. We are committed to helping our clients create inclusive environments that promote equal opportunities, and we actively seek to attract a diverse workforce.

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